Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Steven LessFirst Southeast Investor Services, Inc.Edward Jones05-11-2009
Matthew Samuel SumnerAXA Advisors, LLCEdward Jones$10005-19-2009
Joshua Charles StrimpleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2009
Stephen Edward SmithNext Financial Group, Inc.Edward Jones07-21-2009
Andrew Craig GuinnNext Financial Group, Inc.Edward Jones09-09-2009
Mark Austin BennettWoodbury Financial Services, Inc.Edward Jones$10010-30-2009
Jerry Albert KoebelLPL Financial LLCEdward Jones11-12-2009
TIMOTHY P HUDSONLPL Financial LLCEdward Jones$10012-07-2009
Derek James HawkCetera Advisor Networks LLCEdward Jones$10001-04-2010
Remley Rivers CampbellRaymond James Financial Services, Inc.Edward Jones01-19-2010
Christopher James CummingsVoya Financial Advisors, Inc.Edward Jones$25003-02-2010
Robert W RettigLPL Financial LLCEdward Jones06-22-2010
Garry Eugene Tapler Jr.MetLife Securities Inc.Edward Jones$25007-02-2010
Travis Michael MooreIntervest International Equities CorporationEdward Jones$10007-12-2010
Daniel Howard WestbrookAmeriprise Financial Services, Inc.Edward Jones$10007-30-2010
Michael Roy DuffRaymond James & Associates, Inc.Edward Jones$25007-30-2010
Gerald William WerlauWaddell & ReedEdward Jones08-25-2010
Ellis M. O'Tuel IVLPL Financial LLCEdward Jones$10009-27-2010
Kathryn Elizabeth SchwartzPawleys Investment Advisors, LLCEdward Jones11-03-2010
James Paul BaxleyNYLIFE Securities LLCEdward Jones11-08-2010
Daniel Eston HarrellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25011-12-2010
William Mctyeire Goldfinch IVRaymond James Financial Services, Inc.Edward Jones11-12-2010
Eric Joseph PorzeltLPL Financial LLCEdward Jones12-10-2010
Susan Walker MalloyM Capital Wealth Management, LLCEdward Jones12-17-2010
Michael Castillo CamposBB&T Investment Services, Inc.Edward Jones$10004-11-2011
Next Page »

Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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