Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Bradstreet FrazierUnited Brokerage Services, IncLPL Financial LLC08-03-2020
Matthew George GriffinAmeriprise Financial Services, LLCLPL Financial LLC$507-31-2020
Jason DriverAmeriprise Financial Services, LLCLPL Financial LLC07-31-2020
Thomas Lynn PetersonWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Steven Richard MillsApollon Wealth Management, LLCLPL Financial LLC07-19-2019
Thomas John FlynnFirst Citizens Investor Services, Inc.LPL Financial LLC$5006-20-2019
Matthew John BarhorstAmeriprise Financial Services, LLCLPL Financial LLC06-12-2019
Timothy P HudsonClient One Securities LLCLPL Financial LLC$2504-29-2019
Andrew James JaegerSilver Leaf Partners, LLCLPL Financial LLC03-15-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Linda Anne SchermerhornSigma Financial CorporationLPL Financial LLC02-07-2019
Torben Jensen Seear IIIEdward JonesLPL Financial LLC01-18-2019
Frederick Joseph Daniel Felder IIIIndependent Advisor Alliance, LLCLPL Financial LLC04-02-2018
Barry Robert Bynum JrCambridge Investment Research, Inc.LPL Financial LLC01-02-2018
Karen Johnson MartinRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
James Troy DeversRaymond James Financial Services, Inc.LPL Financial LLC$15011-09-2017
Dennis Lynn LathamRaymond James Financial Services, Inc.LPL Financial LLC$2511-09-2017
Voyce Lee Thomas JrLiberty Partners Capital Management, LLCLPL Financial LLC$2511-01-2017
Gregory Daniel GutowskiGood Life Advisors, LLCLPL Financial LLC09-29-2017
Douglas Reese WayStephensLPL Financial LLC10-07-2016
Jerry KoebelBerthel FisherLPL Financial LLC$5005-23-2016
Jerry Albert KoebelBFC Planning, Inc.LPL Financial LLC03-21-2016
Kate Alexander FergusonCapital Investment Group, Inc.LPL Financial LLC01-28-2016
Paul Mshlon ManvilleGWFS Equities, Inc.LPL Financial LLC01-07-2015
Edward Lawrence Reed JrCalton & Associates, Inc.LPL Financial LLC$5001-02-2015
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.