Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Mark SpencerJ.W. Cole Financial, Inc.LPL Financial LLC01-06-2010
Guenter Earl BergmannAusdal Financial Partners, Inc.LPL Financial LLC01-15-2010
Joseph RincioneVoya Financial Advisors, Inc.LPL Financial LLC06-02-2010
John Rainey PatrickRaymond James Financial Services, Inc.LPL Financial LLC03-10-2014
Matthew Gardner PontiusPremier Wealth Partners, LLCLPL Financial LLC07-02-2014
Edward Lawrence Reed Jr.Calton & Associates, Inc.LPL Financial LLC01-02-2015
Paul Mshlon ManvilleGWFS Equities, Inc.LPL Financial LLC01-07-2015
Kate Alexander FergusonCapital Investment Group, Inc.LPL Financial LLC01-28-2016
Jerry Albert KoebelBFC Planning, Inc.LPL Financial LLC03-21-2016
Douglas Reese WayStephensLPL Financial LLC10-07-2016
Gregory Daniel GutowskiGood Life Advisors, LLCLPL Financial LLC09-29-2017
Dennis Lynn LathamRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Barry Robert Bynum Jr.Cambridge Investment Research, Inc.LPL Financial LLC01-02-2018
Derek James HawkWells Fargo Clearing Services, LLCLPL Financial LLC$5011-14-2018
John Mauldin HoffmanAmeriprise Financial Services, Inc.LPL Financial LLC12-05-2018
Torben Jensen Seear IIIEdward JonesLPL Financial LLC01-18-2019
Linda Anne SchermerhornSigma Financial CorporationLPL Financial LLC02-07-2019
Andrew James JaegerSilver Leaf Partners, LLCLPL Financial LLC03-15-2019
Walter IckertIFP Securities, LLCLPL Financial LLC05-23-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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