Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Mark SpencerJ.W. Cole Financial, Inc.LPL Financial LLC01-06-2010
Guenter Earl BergmannAusdal Financial Partners, Inc.LPL Financial LLC01-19-2010
Joseph RincioneVoya Financial Advisors, Inc.LPL Financial LLC06-02-2010
Eric Joseph PorzeltWells Fargo Clearing Services, LLCLPL Financial LLC$1001-28-2011
Richard Melville ScruggsInvestment Professionals, Inc.LPL Financial LLC$2503-25-2011
Michael Sean CampbellAnderson & Strudwick, IncorporatedLPL Financial LLC09-09-2011
William Randolph AvantResource Horizons Group LLCLPL Financial LLC$2501-24-2012
Robert W. RettigResource Horizons Group LLCLPL Financial LLC01-24-2012
Stephen Parker CissomFirst Allied Securities, Inc.LPL Financial LLC05-04-2012
Justin Matthew FollmerPrecision Financial ServicesLPL Financial LLC$10005-01-2013
Jason Alan LangdaleLPL Financial LLCLPL Financial LLC07-29-2013
John Rainey PatrickRaymond James Financial Services, Inc.LPL Financial LLC03-10-2014
Matthew Gardner PontiusPremier Wealth Partners, LLCLPL Financial LLC07-02-2014
Edward Lawrence Reed Jr.Calton & Associates, Inc.LPL Financial LLC01-02-2015
Paul Mshlon ManvilleGWFS Equities, Inc.LPL Financial LLC01-07-2015
Alexander Michael MeansSilver Oak Securities, IncorporatedLPL Financial LLC02-10-2015
Michael Lee AllisonGreenwood Capital Associates, LLCLPL Financial LLC07-02-2015
Kate Alexander FergusonCapital Investment Group, Inc.LPL Financial LLC01-28-2016
Jerry Albert KoebelBFC Planning, Inc.LPL Financial LLC03-21-2016
Tillman Ralph Meetze Jr.MetLife Securities Inc.LPL Financial LLC04-08-2016
Douglas Reese WayStephensLPL Financial LLC10-07-2016
Walter Steven LessWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2017
Benjamin J. Pearman IVLPL Financial LLCLPL Financial LLC10-26-2017
Joel Kevin SkipperMutual Securities, Inc.LPL Financial LLC$1711-02-2017
Karen Johnson MartinRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Next Page »

Showing 1 to 25 of 38 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.