Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Byron BanksLPL Financial LLCMML Investors Services, LLC05-06-2020
Tillman Ralph Meetze JrMutual of Omaha Investor Services, Inc.MML Investors Services, LLC03-05-2020
William Edward PetzoldSecurian Financial Services, Inc.MML Investors Services, LLC02-20-2020
Calvin Lynn FarmerRoyal Alliance Associates, Inc.MML Investors Services, LLC01-31-2020
Michael Lee HerndonPruco Securities, LLC.MML Investors Services, LLC12-24-2019
Shayne Walcott EscobarLPL Financial LLCMML Investors Services, LLC09-30-2019
Leroy Orlando Summers JrPruco Securities, LLC.MML Investors Services, LLC08-13-2019
Jennifer Lynn DicksonLPL Financial LLCMML Investors Services, LLC06-21-2019
Rolando Francisco CalzadaPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
William Scott StandenPrincipal Securities, Inc.MML Investors Services, LLC02-14-2019
Frank Anthony PugliesePrincipal Securities, Inc.MML Investors Services, LLC10-18-2018
Sebastiano Carl Lisi IVPrincipal Securities, Inc.MML Investors Services, LLC$2510-17-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$1010-16-2018
Murray Duquercron Bonnoitt JrLiberty Partners Financial Services, LLCMML Investors Services, LLC$2507-26-2018
William Guillermo DegaudenziLPL Financial LLCMML Investors Services, LLC$15007-02-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC03-23-2018
Eric D LangCetera Advisor Networks LLCMML Investors Services, LLC02-28-2018
Robert Joseph SwindlePark Avenue Securities LLCMML Investors Services, LLC02-20-2018
Charles Bradley SpehlCetera Advisor Networks LLCMML Investors Services, LLC02-07-2018
Raymond Remo Olivi JrMWA Financial Services Inc.MML Investors Services, LLC11-15-2017
Olja DjuranovicSaybrus Equity Services, LLCMML Investors Services, LLC11-15-2017
Kevin Thomas BrockFirst Citizens Asset Management, IncMML Investors Services, LLC$5009-06-2017
Edward S FlanneryPark Avenue Securities LLCMML Investors Services, LLC06-08-2017
Ronald W Lentz JrEdward JonesMML Investors Services, LLC05-19-2017
Victor J YatesSaybrus Equity Services, LLCMML Investors Services, LLC03-23-2017
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.