Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lewis MerschenVoya Financial Advisors, Inc.MML Investors Services, LLC$5006-19-2012
Benjamin Michael DeckerPark Avenue Securities LLCMML Investors Services, LLC09-25-2012
Brett Kammler FellowsKovack Securities Inc.MML Investors Services, LLC11-29-2013
Anne Laurel NortonRaymond James & Associates, Inc.MML Investors Services, LLC$1006-26-2014
Marc Wayne LevyCommonwealth Financial NetworkMML Investors Services, LLC10-22-2015
David Lynn Cole IIThe O.N. Equity Sales CompanyMML Investors Services, LLC01-21-2016
Michael Jonathan Lotz DarePark Avenue Securities LLCMML Investors Services, LLC03-14-2016
Brandon Russell WilsonPark Avenue Securities LLCMML Investors Services, LLC$1003-14-2016
Victor J. YatesSaybrus Equity Services, LLCMML Investors Services, LLC03-23-2017
Austin Lee GuestPalmetto Premier Advisors, LLCMML Investors Services, LLC05-10-2017
Rhett Price GrimesPark Avenue Securities LLCMML Investors Services, LLC05-16-2017
Eddie Will Stewart Jr.LPL Financial LLCMML Investors Services, LLC05-22-2017
Edward Sean FlanneryPark Avenue Securities LLCMML Investors Services, LLC06-08-2017
Garry Eugene Tapler Jr.Pruco Securities, LLC.MML Investors Services, LLC$2507-10-2017
Kevin Thomas BrockFirst Citizens Asset Management, IncMML Investors Services, LLC$5009-06-2017
Christopher John GaddisHorace Mann Investors, Inc.MML Investors Services, LLC10-13-2017
Raymond Remo Olivi Jr.MWA Financial Services Inc.MML Investors Services, LLC11-15-2017
Stacey Jewett AllanLPL Financial LLCMML Investors Services, LLC01-29-2018
Charles Bradley SpehlCetera Advisor Networks LLCMML Investors Services, LLC02-07-2018
Robert Joseph SwindlePark Avenue Securities LLCMML Investors Services, LLC02-20-2018
Eric D. LangCetera Advisor Networks LLCMML Investors Services, LLC02-28-2018
Murray Duquercron Bonnoitt Jr.Liberty Partners Financial Services, LLCMML Investors Services, LLC$2507-26-2018
Sebastiano Carl Lisi IVPrincipal Securities, Inc.MML Investors Services, LLC10-17-2018
Frank Anthony PugliesePrincipal Securities, Inc.MML Investors Services, LLC10-18-2018
Michael John PowersTD Ameritrade, Inc.MML Investors Services, LLC01-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.