Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M WatkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Adam John JurewiczAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-09-2013
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Alexander Opoulos IVRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Carlos A GuarderasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Cathy J. ReynosoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-17-2015
Charles Vernon Noyes IIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-25-2014
Christopher J. NewtonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2009
Christopher Lawrence CorleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Christopher Robin LakianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2010
Craig Kenneth Pickering, James Stephen Yurak, Gregory Charles Box, Mark E. Lyons, Paul M. DouglasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-22-2009
Dallah Anderson Forrest Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2009
David Allen MorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-17-2013
David Marcus DobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-24-2014
Ellen Theresa LeboeufUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-12-2009
Eric Christian MagninBoys Arnold & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2016
Gary Bezilla, Alan KinneyWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$45011-04-2010
Gary Timothy Bezilla, James Christopher CuppiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2010
Gregory E KelleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2018
James Ryan Chandler Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
James Todd WrennMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-03-2010
Jane S. GoodyearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Jessica Anne HollowayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Joseph Albert GarrityWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2012
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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