Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josip DunatStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
Jeremy ToolePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Michael Ray DartCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Anne J. ThompsonCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Kevin Matthew BarnesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Marie Christine EbertDixon Hughes Goodman Wealth Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2018
Monique Renee GoodwinSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Gregory E KelleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2018
Martha Stone KelleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Kyle L. WalkerJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2018
Mark D. DecenzoDECENZO INFRASTRUCTURE PARTNERSMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Aaron M WatkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Gerald Anthony VerklanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Jane W PrevostSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2018
William F. Beers IIINorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Nancy E MatthewsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2017
Calvin Benjamin DavisRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Zachary WinchesterSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
James Ryan Chandler Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Kurt Michael SchroyerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
James Lawson Bryan IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Burton RelethfordScottrade, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Jessica Anne HollowayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Howard Rivers Jacobs IIIEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2017
Shawn K. GaffinFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2017
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.