Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Glenn DownsAmeriprise Financial Services, LLCMetLife Securities Inc.$1004-29-2016
Vance Hilton UnderwoodAmeriprise Financial Services, LLCMetLife Securities Inc.03-21-2014
Nhu-Ha T LeAXA Advisors, LLCMetLife Securities Inc.09-24-2014
Ronald Torrence Hair Jr.Calton & Associates, Inc.MetLife Securities Inc.01-03-2017
John Scott WellsCambridge Investment Research, Inc.MetLife Securities Inc.$2510-17-2014
William Blake AmickCetera Advisor Networks LLCMetLife Securities Inc.09-02-2015
Kenneth Dewayne BrownKestra Investment Services, LLCMetLife Securities Inc.04-01-2010
Omar Demond HolmesLPL Financial LLCMetLife Securities Inc.01-06-2017
Debra Lynn NelsonMaryland Financial Group, Inc.MetLife Securities Inc.04-21-2014
Aaron M WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-11-2012
Logan Michelle LupiaMetLife Securities Inc.MetLife Securities Inc.01-18-2017
Erwin Bohlen Jr.MetLife Securities Inc.MetLife Securities Inc.01-06-2014
Jennifer DaleyPark Avenue Securities LLCMetLife Securities Inc.06-16-2016
Jeffrey Grady LottPark Avenue Securities LLCMetLife Securities Inc.06-07-2016
John David KapteynPark Avenue Securities LLCMetLife Securities Inc.09-01-2010
Kevin Copple AustinPruco Securities, LLC.MetLife Securities Inc.03-27-2014
Robert Stowers MorrowSecurian Financial Services, Inc.MetLife Securities Inc.$5012-03-2015
Michael Wilson GruenebergerTriad Advisors LLCMetLife Securities Inc.11-05-2015
Kathryn Grantz CatalanaTriad Advisors LLCMetLife Securities Inc.$1011-05-2015
Darryl Jerome FyallVann Equity Management LLCMetLife Securities Inc.06-25-2015
Roger P TennysonWSG Advisors, LLCMetLife Securities Inc.05-08-2014

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.