Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A. CarringtonRaymond James & Associates, Inc.Morgan Stanley03-20-2020
Nicholas John TwiningNational Securities CorporationMorgan Stanley03-03-2020
Todd Jeffery KleinfeldVictoria Capital Management, Inc.Morgan Stanley10-30-2019
Christopher Allen HallmarkWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
Thomas John WayWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
Leia M. MattsonJanney Montgomery Scott LLCMorgan Stanley11-13-2018
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley08-28-2018
Kaitlyn C. WoolleyLPL Financial LLCMorgan Stanley06-15-2018
Alexandros S VlahosJanney Montgomery Scott LLCMorgan Stanley02-01-2018
Taylor Anne SeffelsWells Fargo Clearing Services, LLCMorgan Stanley10-11-2017
Michelle Denise RosenbloomLincoln Financial Securities CorporationMorgan Stanley05-10-2017
William Frederick SchallVoya Financial Advisors, Inc.Morgan Stanley01-30-2017
Jason Loring SeayEdward JonesMorgan Stanley01-20-2017
Matthew Joseph MarksWells Fargo Clearing Services, LLCMorgan Stanley$1012-20-2016
Charles Andrew MayJanney Montgomery Scott LLCMorgan Stanley$10012-09-2016
Tara Newsome HobbsJanney Montgomery Scott LLCMorgan Stanley$2412-09-2016
Erik Robert FlegalWells Fargo Clearing Services, LLCMorgan Stanley11-30-2016
William Claude EvansIFG Advisory, LLCMorgan Stanley$9710-28-2016
Michael Vincent GiordanoWells Fargo Advisors Financial Network, LLCMorgan Stanley08-23-2016
Timothy J. BrockmanPark Avenue Securities LLCMorgan Stanley03-30-2016
Ann Ashley W. WilandJanney Montgomery Scott LLCMorgan Stanley11-02-2015
Pamela Goforth BatsonWells Fargo Clearing Services, LLCMorgan Stanley$10009-04-2015
Andrew Alan WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$10009-04-2015
Raymond HeathWells Fargo Clearing Services, LLCMorgan Stanley$10009-03-2015
Mary Mckibben WhiteWells Fargo Clearing Services, LLCMorgan Stanley08-14-2015
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.