Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Mills BrownStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-16-2009
Edward Forbes Blackburn Jr.FinTrust Brokerage Services, LLCMorgan Stanley06-26-2009
William Eugene Kibler Jr.FinTrust Brokerage Services, LLCMorgan Stanley06-26-2009
Dean B Livingston Jr.SeaCrest Wealth Management, LLCMorgan Stanley12-09-2009
Ann Lane GibbesAmeriprise Financial Services, Inc.Morgan Stanley05-14-2010
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$5007-30-2010
Charles Wilson Knowlton Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$5008-20-2010
Nicholas Louis Verano IVRobert W. Baird & Co. IncorporatedMorgan Stanley$2508-20-2010
Mildred Dupre KitchellRobert W. Baird & Co. IncorporatedMorgan Stanley08-20-2010
Donnie George WhisenhuntStephensMorgan Stanley$15009-10-2010
Paul Dennis WayStephensMorgan Stanley$2509-10-2010
Gray Allan CoultonRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-04-2011
Janet S. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1001-21-2011
John Conrad Zimmerman Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$15002-04-2011
John Alexander WarrenRobert W. Baird & Co. IncorporatedMorgan Stanley02-04-2011
Stephen Clyburn West IIIAmeriprise Financial Services, Inc.Morgan Stanley$20007-22-2011
Ernest Linwood Yarborough IIILPL Financial LLCMorgan Stanley$2508-30-2011
Kenneth Philip WilandJanney Montgomery Scott LLCMorgan Stanley$15003-15-2012
Peter Edwin SampsonJanney Montgomery Scott LLCMorgan Stanley03-15-2012
Edward Frederick Wettig IIIRoyal Alliance Associates, Inc.Morgan Stanley$2506-08-2012
Michael John Smalyga Jr.UBS Financial Services Inc.Morgan Stanley08-01-2012
Edgar Longette MorrisStephensMorgan Stanley$10009-07-2012
Michael Paul SirgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-14-2012
Brighan Elizabeth CorneliusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-21-2012
Geddings Hardy Crawford Jr.Janney Montgomery Scott LLCMorgan Stanley$15009-27-2012
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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