Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Mills BrownStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-16-2009
William Eugene Kibler Jr.FinTrust Brokerage Services, LLCMorgan Stanley$5006-26-2009
Edward Forbes Blackburn Jr.FinTrust Brokerage Services, LLCMorgan Stanley$15006-26-2009
John Allan FergusonH&R Block Financial Advisors, Inc.Morgan Stanley$107-02-2009
Michael Len HelmsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-20-2009
James Alvin Cannon Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-20-2009
Steven Wayne BreenWells Fargo Clearing Services, LLCMorgan Stanley08-14-2009
Dean B Livingston Jr.SeaCrest Wealth Management, LLCMorgan Stanley$5012-09-2009
Neal WebbFirst Southeast Investor Services, Inc.Morgan Stanley04-05-2010
Ann Lane GibbesAmeriprise Financial Services, LLCMorgan Stanley05-14-2010
Dino Arthur CorontzesStephensMorgan Stanley$5006-04-2010
Brian Christopher FrerichsStephensMorgan Stanley06-04-2010
David Carl JensenWells Fargo Clearing Services, LLCMorgan Stanley$1006-07-2010
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$5007-30-2010
Baird Arthur MalloryLPL Financial LLCMorgan Stanley$2508-05-2010
Charles Wilson Knowlton Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$10008-20-2010
Mildred Dupre KitchellRobert W. Baird & Co. IncorporatedMorgan Stanley08-20-2010
Nicholas Louis Verano IVRobert W. Baird & Co. IncorporatedMorgan Stanley$2508-20-2010
Paul Dennis WayStephensMorgan Stanley$2509-10-2010
Donnie George WhisenhuntStephensMorgan Stanley$20009-10-2010
Thomas Jerome Stafford IIJHS Capital Advisors, LLCMorgan Stanley11-12-2010
Frank Hobert BraddockJHS Capital Advisors, LLCMorgan Stanley$5011-12-2010
Cameron Alan RunyanJHS Capital Advisors, LLCMorgan Stanley11-12-2010
Gray Allan CoultonRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-04-2011
Roy Myron FakouryWells Fargo Advisors Financial Network, LLCMorgan Stanley01-13-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.