Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reid Evan ThompsonColonial Trust Advisors, Inc.NYLIFE Securities LLC03-11-2020
Brian Leonard BerryLPL Financial LLCNYLIFE Securities LLC02-07-2020
Zachary Thomas JenkinsDelta Investment Management, LLCNYLIFE Securities LLC01-02-2020
James Blair Frazier VPruco Securities, LLC.NYLIFE Securities LLC02-05-2019
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Leila Dupree SchaeferMosaic Wealth Strategies LLCNYLIFE Securities LLC01-29-2018
Timothy Josh GanttEdward JonesNYLIFE Securities LLC12-14-2017
Thomas Ralph Pitts JrBankers Life Securities, Inc.NYLIFE Securities LLC06-14-2016
Mark Andrew HopperPark Avenue Securities LLCNYLIFE Securities LLC06-02-2015
Paul Levi GoldsteinPark Avenue Securities LLCNYLIFE Securities LLC03-18-2013
James Paul BaxleyWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-07-2011
Ronald Troy KaperLincoln Financial Securities CorporationNYLIFE Securities LLC02-01-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.