Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Kirk BrennemanVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$5002-09-2012
Lawrence Rembert Mickle IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-21-2012
Gregg Kenneth HelmanPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2012
Christopher Tardo LongPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$1008-22-2012
Eric D. LangResource Horizons Group LLCNorthwestern Mutual Investment Services, LLC08-30-2013
Robert Lee MoorePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC10-11-2013
Walter Christopher Regnery Jr.Northwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC09-23-2014
George Washington English VMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-27-2015
Mary Locke MacateeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-04-2015
Rhett Price GrimesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-01-2015
Bradley K HumphriesColonial Trust Advisors, Inc.Northwestern Mutual Investment Services, LLC10-23-2015
Hasan Yadullah Ross-ElPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-02-2016
Matthew A MillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
Aaron Robert KohlFoster Victor Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC05-27-2016
Andrea Lynn ZenisekRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC06-17-2016
Paul W. FosterPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-01-2016
Robert Thomas VictorPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-01-2016
Randall Irvin Baughman Jr.Purshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-01-2016
Erik Christopher MizellPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-01-2016
Rachel L. PeddeKalos Capital, Inc.Northwestern Mutual Investment Services, LLC07-01-2016
Veronica Parker MackeyPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC07-22-2016
Jenne D. SevillaLiberty Partners Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-15-2016
Ashley Lauren BakerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-07-2016
Brannigan Heath BeamMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-18-2017
Robert Thomas Coleman IVFoster Victor Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC03-30-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.