Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah M. ShawLPL Financial LLCPruco Securities, LLC.12-05-2019
Joseph George FrancW&S Brokerage Services, Inc.Pruco Securities, LLC.09-17-2019
Michael Alexander RiveraPrincipal Securities, Inc.Pruco Securities, LLC.07-16-2019
Garry Eugene Tapler Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$2506-12-2019
Christopher Nickerson McquadeCurran Financial Partners, LLCPruco Securities, LLC.02-08-2019
Shannon James JohnsonMML Investors Services, LLCPruco Securities, LLC.11-12-2018
Patrick Albert KramerMML Investors Services, LLCPruco Securities, LLC.$5010-16-2018
Jamie LawhorneMML Investors Services, LLCPruco Securities, LLC.09-17-2018
Robin Marie WilsonPruco Securities, LLC.Pruco Securities, LLC.07-03-2018
Michael Ryan BaerCurran Financial Partners, LLCPruco Securities, LLC.05-21-2018
Stephen J. WynnTD Ameritrade Investment Management, LLCPruco Securities, LLC.03-06-2018
Kirk Anthony LaxSecurian Financial Services, Inc.Pruco Securities, LLC.05-09-2016
Maria Elena DenneyNYLIFE Securities LLCPruco Securities, LLC.05-06-2015
Kristen Brit RodgersMorgan StanleyPruco Securities, LLC.05-01-2015
James Steve GambleAvantax Investment Services, Inc.Pruco Securities, LLC.12-03-2014
Daniel Brian ToddLincoln Financial Securities CorporationPruco Securities, LLC.05-30-2014
Walter Cleven Trammell IIINationwide Securities, LLCPruco Securities, LLC.03-18-2014
George L. McDowMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-04-2013
William Edward DavisSaybrus Equity Services, LLCPruco Securities, LLC.$10004-01-2013
Marcia Wells ParkerAvantax Investment Services, Inc.Pruco Securities, LLC.01-31-2013
Christopher John TaylorCetera Advisors LLCPruco Securities, LLC.09-28-2012
James E. RobertsCetera Advisors LLCPruco Securities, LLC.$1008-01-2012
Robert Louis JamesThrivent Investment Management Inc.Pruco Securities, LLC.04-11-2012
Sheila Celeste ChaplinPruco Securities, LLC.Pruco Securities, LLC.03-21-2012
Perry Davis StalveyState Farm VP Management Corp.Pruco Securities, LLC.04-18-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.