Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruggero RidinoFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.03-15-2019
Hillary Gabiga HendersonLPL Financial LLCSunTrust Investment Services, Inc.04-10-2018
Amy Cooper ColeRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.03-02-2018
Sascha Toniette MathisLPL Financial LLCSunTrust Investment Services, Inc.05-17-2017
James Glenn HaleyDividend Assets Capital, LLCSunTrust Investment Services, Inc.04-07-2017
Steve WardLPL Financial LLCSunTrust Investment Services, Inc.$5003-30-2017
Homer Andrew Farr IIILincoln Financial Securities CorporationSunTrust Investment Services, Inc.$6801-03-2017
Terrell Clayton BooneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.09-15-2016
Lawrence Grier WillifordRaymond James & Associates, Inc.SunTrust Investment Services, Inc.12-01-2014
Xavier Mitchell TuftyWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5009-18-2013
Norman Edward KirkwoodFirst Citizens Securities CorporationSunTrust Investment Services, Inc.$5007-19-2013
Barry William BlakelyFirst Citizens Securities CorporationSunTrust Investment Services, Inc.07-10-2013
Larry Huntley TarletonWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.05-29-2013
Jason Shenandoah OatesWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$2510-28-2011
John Cornelius Troutman JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$3007-29-2011
Christopher W SchwendimannLPL Financial LLCSunTrust Investment Services, Inc.$1,00005-17-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.