Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph HorneMorgan Stanley & Co. LLCUBS Financial Services Inc.$5002-01-2009
Jan Leonard JerniganMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$10002-01-2009
Bertin Marc Stuckart Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2009
David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2009
Robert Eugene LoganH&R Block Financial Advisors, Inc.UBS Financial Services Inc.04-24-2009
Annette Cecile ProulxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Jonathan Eugene HungerfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20008-21-2009
Gary Thompson Duncan Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
William Allen PruettWCP Capital Management LLCUBS Financial Services Inc.$5012-08-2009
Francis D. Rogers Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
David Louis CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Randall Benjamin CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Ronald Kenneth WilsonMorgan StanleyUBS Financial Services Inc.$102-26-2010
Richard Edwin GilesScott & Stringfellow, LLCUBS Financial Services Inc.$2510-15-2010
Ray L Schrecker Jr.Scott & Stringfellow, LLCUBS Financial Services Inc.$5010-15-2010
David Francis MarionWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5012-03-2010
Roy H. Seay Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$10001-25-2011
Carolyn Nicholson HashRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-25-2011
Mary Lynn RutledgeWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-08-2011
Mattison Rhame McCurryRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-28-2011
Britton Meredith SullivanMorgan StanleyUBS Financial Services Inc.12-08-2011
Thomas Doyle DunleavyWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-04-2012
Dennis Varn ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-04-2012
Deirdre MarionMorgan StanleyUBS Financial Services Inc.09-12-2012
Jonathan Allen EvansScottrade, Inc.UBS Financial Services Inc.10-02-2013
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.