Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Cameron MoncktonAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$10006-08-2020
Samuel Ray HeadAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$15006-08-2020
Michael Joseph FuscoAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2506-08-2020
Jennifer Lauryn HarbourAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.06-08-2020
Wesley Stiles FriersonTriad Advisors LLCVoya Financial Advisors, Inc.$5002-21-2020
Aaron Justin GoreAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2502-07-2020
Patrick Lee BarnettLPL Financial LLCVoya Financial Advisors, Inc.09-05-2019
William Colie JohnsonCadaret, Grant & Co., Inc.Voya Financial Advisors, Inc.$5008-02-2019
James Ashley GrahamLPL Financial LLCVoya Financial Advisors, Inc.08-21-2017
Donald Ray MeadeMML Investors Services, LLCVoya Financial Advisors, Inc.$2506-07-2017
Mark Alan ChrisenberryAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.08-19-2016
Jason Woodrow HemingAPW Capital, Inc.Voya Financial Advisors, Inc.07-28-2016
Edward Patrick ShafferAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.07-06-2016
Lori Melissa Talley-KelleyCrescent Financial AdvisorsVoya Financial Advisors, Inc.04-05-2016
Seth David Beecher ShoresGWN Securities Inc.Voya Financial Advisors, Inc.$2501-04-2016
Daniel Seth SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.11-30-2015
Katelyn Colleen KeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.11-23-2015
Don P Ferguson JrCapital Investment Co.Voya Financial Advisors, Inc.$15505-19-2014

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.