Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leeroney Calvin FrederickLPL Financial LLCWaddell & Reed12-15-2010
John Evan GrizCambridge Investment Research, Inc.Waddell & Reed$2503-01-2013
Kenneth Ray CalcuttLPL Financial LLCWaddell & Reed08-01-2014
Robert Greggory TempletonLPL Financial LLCWaddell & Reed07-25-2016
Willis Robert Deaton Jr.LPL Financial LLCWaddell & Reed$2508-01-2016
Austin Lee GuestPark Avenue Securities LLCWaddell & Reed08-16-2016
Robert Neil PriceLPL Financial LLCWaddell & Reed11-17-2016
Frederick Daniel Shows Jr.LPL Financial LLCWaddell & Reed$2512-12-2016
David Glenn TurnerLPL Financial LLCWaddell & Reed$2501-25-2017
Edward Carr Beeker IILPL Financial LLCWaddell & Reed01-25-2017
David M. JohnsonWells Fargo Clearing Services, LLCWaddell & Reed03-31-2017
Christopher Hays WilkinsonVALIC Financial Advisors, Inc.Waddell & Reed08-07-2017
Paul William DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-15-2017
William Harrington Streett GarrettAmeriprise Financial Services, LLCWaddell & Reed08-22-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.