Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Benjamin Arthur WorleyNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC09-01-2009
David Tracy BowmanLPL Financial LLCWells Fargo Clearing Services, LLC12-18-2009
David Leland TaylorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-29-2010
Darrell Horace StricklandNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$7506-03-2011
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2502-02-2012
Jeremy Morris FingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-03-2012
Robi Davern OwensLPL Financial LLCWells Fargo Clearing Services, LLC10-15-2012
Daniel Joseph SeamanMorgan StanleyWells Fargo Clearing Services, LLC01-31-2014
Brian David PetersLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2014
Siamak VazeenTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC04-30-2014
William Charles Tumlin, Arthur Frederick Levin, John Southall Sumner IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-29-2015
Roger Stuart KupermanMorgan StanleyWells Fargo Clearing Services, LLC$10006-05-2015
Edward Clade Carlton Sr.Independent Advisor Alliance, LLCWells Fargo Clearing Services, LLC08-26-2015
Cail Huntington BrownVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-26-2015
Fred Maxwell QuattlebaumLPL Financial LLCWells Fargo Clearing Services, LLC$5005-06-2016
Adam Everette CrottsFirst Citizens Asset Management, IncWells Fargo Clearing Services, LLC08-31-2016
Jeffrey Stanton Stone Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5012-07-2016
Donald Stephen AldermanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-20-2017
Scott Montgomery LaneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-20-2017
Robert Edward Lee Holt IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
James John O'BrienAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
Jeannie Marie W. GravelleBB&T Securities, LLCWells Fargo Clearing Services, LLC$15002-08-2017
Stokes Keisler Shealy Jr.BB&T Securities, LLCWells Fargo Clearing Services, LLC02-08-2017
Amanda Jo SimconisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1002-16-2017
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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