Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanial WooleyAmeriprise Financial Services, Inc.EK Riley Investments, LLC06-21-2019
John Mauldin HoffmanAmeriprise Financial Services, Inc.LPL Financial LLC12-05-2018
Steven Wayne BreenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-21-2018
John Richard Coble IIIAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Aaron M WatkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Heath BartlettAmeriprise Financial Services, Inc.Commonwealth Financial Network$13511-02-2017
Heath Scott BartlettAmeriprise Financial Services, Inc.Commonwealth Financial Network$4411-02-2017
David Carl Bunce Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-08-2017
Paul Henry CoderreAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2506-02-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise Financial Services, Inc.Wells Fargo Advisors$50001-20-2017
Donald Stephen AldermanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-20-2017
Scott Montgomery LaneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-20-2017
Robert Edward Lee Holt IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
James John O'BrienAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
John G. Allensworth IIAmeriprise Financial Services, Inc.Edward Jones11-10-2016
Mark Alan ChrisenberryAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.08-19-2016
Madison Anthony KingAmeriprise Financial Services, Inc.Summit Financial Group Inc07-25-2016
Edward Patrick ShafferAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.07-06-2016
Gregory Glenn DownsAmeriprise Financial Services, Inc.MetLife Securities Inc.$2504-29-2016
Brandon LeonardAmeriprise Financial Services, Inc.Edward Jones11-23-2015
Amy C. GarrisonAmeriprise Financial Services, Inc.Kestra Investment Services, LLC09-26-2014
David C. TateAmeriprise Financial Services, Inc.Credit Suisse Securities (USA) LLC01-13-2014
Adam John JurewiczAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-09-2013
Linda Robinson RabonAmeriprise Financial Services, Inc.Edward Jones$2502-24-2012
Stephen Clyburn West IIIAmeriprise Financial Services, Inc.Morgan Stanley$20007-22-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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