Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lauchie Hugh Martin IIIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-07-2020
Aaron Justin GoreAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2502-07-2020
Robert L. Stiles IIIAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-22-2020
Christina M BlackAmeriprise Financial Services, LLCEdward Jones01-16-2020
Matthew Preston BruyninckxAmeriprise Financial Services, LLCDescant Financial Partners, LLC08-23-2019
Nathanial WooleyAmeriprise Financial Services, LLCEK Riley Investments, LLC06-21-2019
Kathleen Aycock ReynoldsAmeriprise Financial Services, LLCEdward Jones05-06-2019
John Mauldin HoffmanAmeriprise Financial Services, LLCLPL Financial LLC12-05-2018
William Allen Spetrino Jr.Ameriprise Financial Services, LLCUBS Financial Services Inc.11-29-2018
Steven Wayne BreenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-21-2018
William Harrington Streett GarrettAmeriprise Financial Services, LLCWaddell & Reed08-22-2018
Aaron M WatkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Heath Scott BartlettAmeriprise Financial Services, LLCCommonwealth Financial Network$4411-02-2017
David Carl Bunce Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-08-2017
Paul Henry CoderreAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC$2506-02-2017
Dan Daniel GillespieAmeriprise Financial Services, LLCPNC Investments05-02-2017
Justin Jeffrey SheikAmeriprise Financial Services, LLCEfficient Advisors04-24-2017
Robert Edward Lee Holt IIIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-20-2017
Donald Stephen AldermanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15001-20-2017
James John O'BrienAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-20-2017
Scott Montgomery LaneyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10001-20-2017
John G. Allensworth IIAmeriprise Financial Services, LLCEdward Jones11-10-2016
Mark Alan ChrisenberryAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.08-19-2016
Madison Anthony KingAmeriprise Financial Services, LLCSummit Financial Group Inc07-25-2016
Edward Patrick ShafferAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.07-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.