Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew BattagliaCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Donald Peter MoroccoCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Christopher RandazzoCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
Blake Deonne AmickCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
William Hammond MathisCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Michael Leon WilliamsCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Harold Eugene Le MasterCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Rodney Keith Dooley Jr.Cetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Marvin Willie SoxCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Michael Bruce BushCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Ken Robert AdamsCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Carroll Daniel Carson Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Michael J. OanaCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Lynn Anne GillenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
David Gregory WursterCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Barry D. HellerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Joseph Montgomery Grim IIICetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Joanne Gold DemariaCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Eric D. LangCetera Advisor Networks LLCMML Investors Services, LLC02-28-2018
Charles Bradley SpehlCetera Advisor Networks LLCMML Investors Services, LLC02-07-2018
William Blake AmickCetera Advisor Networks LLCMetLife Securities Inc.09-02-2015
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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