Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Stuart MertensFirst Citizens Securities CorporationINVEST Financial Corporation12-02-2015
Jeffrey Bruce KnightFirst Citizens Securities CorporationSunTrust Investment Services, Inc.$2512-22-2014
Norman Edward KirkwoodFirst Citizens Securities CorporationSunTrust Investment Services, Inc.07-19-2013
Barry William BlakelyFirst Citizens Securities CorporationSunTrust Investment Services, Inc.07-10-2013
Susan Ann CampionFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC05-30-2012
John Gerard SugerFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC10-01-2011
Kerrick Scott King KeenanFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10004-04-2011
Justin Scott CobbFirst Citizens Securities CorporationSunTrust Investment Services, Inc.02-01-2011
Christopher Howard BarrFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC04-19-2010
Debra Lybrand KeoughFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$5002-08-2010
Benjamin Bradstreet FrazierFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC09-14-2009
Gregory Todd RisingerFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10005-26-2009
Aaron Gray CizonFirst Citizens Securities CorporationCitigroup Global Markets Inc.03-09-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.