Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Spann ReamesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC11-15-2019
David Christian Luke Sr.Janney Montgomery Scott LLCRaymond James & Associates, Inc.$5009-03-2019
George A. KoutsioukisJanney Montgomery Scott LLCRaymond James & Associates, Inc.$3209-03-2019
Edwin Gabriel WaingartJanney Montgomery Scott LLCRaymond James & Associates, Inc.09-03-2019
Wayne Adger HowleJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2501-18-2019
Jessica Floyd HillJanney Montgomery Scott LLCInfinex Investments, Inc.01-03-2019
Leia M. MattsonJanney Montgomery Scott LLCMorgan Stanley11-13-2018
Robert Wayne Shealy Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00007-16-2018
Alexandros S VlahosJanney Montgomery Scott LLCMorgan Stanley02-01-2018
John Ravenel Chase Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15011-20-2017
Adam Christopher DunhamJanney Montgomery Scott LLCScottrade, Inc.03-15-2017
Charles Andrew MayJanney Montgomery Scott LLCMorgan Stanley$10012-09-2016
Tara Newsome HobbsJanney Montgomery Scott LLCMorgan Stanley$2412-09-2016
Jane S. GoodyearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Ann Ashley W. WilandJanney Montgomery Scott LLCMorgan Stanley11-02-2015
Scott Fletcher SingerJanney Montgomery Scott LLCEdward Jones$1010-13-2015
Thomas Jerome Stafford IIJanney Montgomery Scott LLCJHS Capital Advisors, LLC$5005-27-2015
David Samuel PalkovitzJanney Montgomery Scott LLCJHS Capital Advisors, LLC05-27-2015
Frank Hobert BraddockJanney Montgomery Scott LLCJHS Capital Advisors, LLC$5005-26-2015
William Deschamps BlackfordJanney Montgomery Scott LLCMorgan Stanley$10005-12-2015
James Cleatus Owens Jr.Janney Montgomery Scott LLCStephens01-29-2015
Jack Wendell Griffith Jr.Janney Montgomery Scott LLCAmeriprise Financial Services, LLC$2501-27-2014
John Wells Chapman Jr.Janney Montgomery Scott LLCAmeriprise Financial Services, LLC$2501-27-2014
Jack W. Griffith IIIJanney Montgomery Scott LLCAmeriprise Financial Services, LLC01-27-2014
William Gilmore Simms Oliphant Jr.Janney Montgomery Scott LLCStephens06-06-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.