Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Christopher DunhamJanney Montgomery Scott LLCScottrade, Inc.03-15-2017
Alexandros S VlahosJanney Montgomery Scott LLCMorgan Stanley02-01-2018
Ann Ashley W. WilandJanney Montgomery Scott LLCMorgan Stanley11-02-2015
Charles Andrew MayJanney Montgomery Scott LLCMorgan Stanley$10012-09-2016
Christopher Thomas SmithJanney Montgomery Scott LLCStephens$10006-06-2013
David Christian Luke Sr.Janney Montgomery Scott LLCRaymond James & Associates, Inc.$5009-03-2019
David Samuel PalkovitzJanney Montgomery Scott LLCJHS Capital Advisors, LLC05-27-2015
Edward Spann ReamesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC11-15-2019
Edwin Gabriel WaingartJanney Montgomery Scott LLCRaymond James & Associates, Inc.09-03-2019
Ernest Howard Stanley Jr.Janney Montgomery Scott LLCMorgan Stanley$10009-27-2012
Frank Hobert BraddockJanney Montgomery Scott LLCJHS Capital Advisors, LLC$5005-26-2015
Geddings Hardy Crawford Jr.Janney Montgomery Scott LLCMorgan Stanley$15009-27-2012
Geoffery Keith ForsythJanney Montgomery Scott LLCMorgan Stanley09-27-2012
George A. KoutsioukisJanney Montgomery Scott LLCRaymond James & Associates, Inc.$3209-03-2019
Jack W. Griffith IIIJanney Montgomery Scott LLCAmeriprise Financial Services, LLC01-27-2014
Jack Wendell Griffith Jr.Janney Montgomery Scott LLCAmeriprise Financial Services, LLC$2501-27-2014
James Cleatus Owens Jr.Janney Montgomery Scott LLCStephens01-29-2015
Jane S. GoodyearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Jessica Floyd HillJanney Montgomery Scott LLCInfinex Investments, Inc.01-03-2019
John Ravenel Chase Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15011-20-2017
John Wells Chapman Jr.Janney Montgomery Scott LLCAmeriprise Financial Services, LLC$2501-27-2014
Kenneth Philip WilandJanney Montgomery Scott LLCMorgan Stanley$15003-15-2012
Leia M. MattsonJanney Montgomery Scott LLCMorgan Stanley11-13-2018
Linda Steadman FraserJanney Montgomery Scott LLCMorgan Stanley$5009-27-2012
Peter Edwin SampsonJanney Montgomery Scott LLCMorgan Stanley03-15-2012
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.