Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Advisors Inc10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Advisors Inc10-01-2019
Brian Morgan TalbertLPL Financial LLCFirst Citizens Investor Services, Inc.$5009-30-2019
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Christopher John LannonLPL Financial LLCKey Investment Services LLC06-14-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Michael Ernest CanfieldLPL Financial LLCCUSO Financial Services, L.P.06-07-2019
Nikki Rae SeegerLPL Financial LLCSagePoint Financial, Inc.06-06-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Megan Lynn HeatonLPL Financial LLCSigma Financial Corporation05-14-2019
John Eldridge Parham Jr.LPL Financial LLCLincoln Financial Securities Corporation$1004-26-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Stephen Ray NugentLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC04-23-2019
Charles David McClureLPL Financial LLCAmeriprise Financial Services, Inc.$1004-16-2019
Charles Christopher ConnorsLPL Financial LLCTransamerica Financial Advisors, Inc$2504-10-2019
Nicolas Adam ChaputLPL Financial LLCSilver Oak Securities, Incorporated04-08-2019
David Matthew FosterLPL Financial LLCCUNA Brokerage Services, Inc.04-04-2019
Andrew MooreLPL Financial LLCKovack Securities Inc.03-29-2019
Carole Ann SarsonLPL Financial LLCKestra Investment Services, LLC03-28-2019
Casey Adam GriesemerLPL Financial LLCEdward Jones03-21-2019
Ashley Ann AltmanLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Jordyn Michelle LynchLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Rhonda C. LesterLPL Financial LLCEdward Jones$15002-21-2019
Robert Caesar BonviniLPL Financial LLCPeople's United Advisors, Inc.01-18-2019
Next Page »

Showing 1 to 25 of 168 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.