Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Shields King Jr.LPL Financial LLCCitigroup Global Markets Inc.$15001-13-2009
Melody Helms BundschuhLPL Financial LLCLong Grove Trading Co.09-08-2009
David Tracy BowmanLPL Financial LLCWells Fargo Clearing Services, LLC12-18-2009
Renee Whiteford UnderwoodLPL Financial LLCRaymond James Financial Services, Inc.$2509-01-2010
Ellis M. O'Tuel IVLPL Financial LLCEdward Jones$1009-27-2010
Edward Mitchell MarionLPL Financial LLCProEquities, Inc.10-26-2010
Leeroney Calvin FrederickLPL Financial LLCWaddell & Reed12-15-2010
Christopher W. SchwendimannLPL Financial LLCSunTrust Investment Services, Inc.05-17-2011
Esther Lorscheider NashLPL Financial LLCUvest Financial Services Group, Inc.$1007-05-2011
Gordon Badger Baker IIILPL Financial LLCUvest Financial Services Group, Inc.07-05-2011
Ernest Linwood Yarborough IIILPL Financial LLCMorgan Stanley$2508-30-2011
Harry Paul BryanLPL Financial LLCBryant & Brannock, LLC.08-30-2011
Richard Douglas HarveyLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC09-19-2011
Samuel Thomas DuboseLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Phillip Ralph KeslerLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Keith A. GregoryLPL Financial LLCEdward Jones11-21-2011
Gary DeeseLPL Financial LLCEdward Jones$9211-28-2011
Dwayne Lynn ClendanielLPL Financial LLCCUNA Brokerage Services, Inc.$5002-14-2012
Gregory Alan GuinnLPL Financial LLCUvest Financial Services Group, Inc.04-23-2012
James Stuart AgostiniLPL Financial LLCFirst Command Financial Planning, Inc.$15005-04-2012
Stephen Edwin SimmonsLPL Financial LLCFirst Command Financial Planning, Inc.$10005-04-2012
Patrick Paul BurgessLPL Financial LLCFirst Command Financial Planning, Inc.$1005-04-2012
Bradford Joel WilsonLPL Financial LLCFirst Command Financial Planning, Inc.05-04-2012
Boyce Michael TollisonLPL Financial LLCCetera Advisor Networks LLC$2507-06-2012
David L. CarterLPL Financial LLCEdward Jones$1009-18-2012
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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