Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Andrew A. DalrympleLPL Financial LLCSorrento Pacific Financial, LLC05-13-2014
Andrew MooreLPL Financial LLCKovack Securities Inc.03-29-2019
Ansel Watts Huckabee Sr.LPL Financial LLCSoutheast Investments, N.C., Inc.09-06-2017
Ashley Ann AltmanLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Benjamin Bradstreet FrazierLPL Financial LLCFirst Citizens Investor Services, Inc.03-24-2016
Benjamin David GieseLPL Financial LLCInfinex Investments, Inc.11-27-2018
Benjamin Hall RicheyLPL Financial LLCCetera Advisor Networks LLC06-22-2016
Beverly Carver GranberryLPL Financial LLCMML Investors Services, LLC12-15-2017
Bobby Bryan Parham IILPL Financial LLCNationwide Securities, LLC$1901-03-2017
Boyce Michael TollisonLPL Financial LLCCetera Advisor Networks LLC$2507-06-2012
Bradford Joel WilsonLPL Financial LLCFirst Command Financial Planning, Inc.05-04-2012
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley$15008-28-2018
Brian David PetersLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2014
Brian Keith PuddyLPL Financial LLCMML Investors Services, LLC01-07-2019
Brian Morgan TalbertLPL Financial LLCFirst Citizens Investor Services, Inc.$5009-30-2019
Brian Scott LiptakLPL Financial LLCCetera Investment Services LLC$5010-04-2017
Brian Scott SimmonsLPL Financial LLCRoyal Alliance Associates, Inc.12-17-2014
Bryan Clark NeillLPL Financial LLCINVEST Financial Corporation02-14-2018
Byron David StahlLPL Financial LLCTransamerica Financial Advisors, Inc04-27-2016
Carl David Tolson IIILPL Financial LLCCarroll Financial Associates Inc$3511-14-2018
Carole Ann SarsonLPL Financial LLCKestra Investment Services, LLC03-28-2019
Casey Adam GriesemerLPL Financial LLCEdward Jones03-21-2019
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Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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