Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol A. OnealLPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Hubert Estees Tuttle IIILPL Financial LLCRaymond James Financial Services, Inc.03-19-2020
John George PanagiotouLPL Financial LLCRoyal Alliance Associates, Inc.03-12-2020
Lindsey Marie BessantLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-03-2020
Rebecca W. GumleyLPL Financial LLCLincoln Financial Advisors Corporation02-19-2020
Brian Leonard BerryLPL Financial LLCNYLIFE Securities LLC02-07-2020
Alexander James WillhiteLPL Financial LLCUBS Financial Services Inc.01-22-2020
Jason Robert PaplaskiLPL Financial LLCCharles Schwab & Co., Inc.01-13-2020
Kenneth Allen Rhodes Jr.LPL Financial LLCNationwide Securities, LLC01-02-2020
Michael William WentzelLPL Financial LLCVanguard Marketing Corporation12-10-2019
Ronyetta Sheri JohnsonLPL Financial LLCTD Ameritrade, Inc.12-06-2019
Sarah M. ShawLPL Financial LLCPruco Securities, LLC.12-05-2019
Carrie B. LetsingerLPL Financial LLCCetera Advisors LLC12-04-2019
Kelly Duane WisdomLPL Financial LLCT.S. Phillips Investments, Inc.10-31-2019
Randall Paul HooverLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC10-04-2019
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Capital Corp.10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Capital Corp.10-01-2019
Horacio Daniel PiccininnoLPL Financial LLCRoyal Alliance Associates, Inc.09-30-2019
Albert Edward Oxenreiter IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Kara Elisabeth HarperLPL Financial LLCFidelity Brokerage Services LLC09-19-2019
Felicia Joy WilsonLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC09-18-2019
Robert Beatty FincherLPL Financial LLCSagePoint Financial, Inc.09-17-2019
Samuel Ryan EdwardsLPL Financial LLCSagePoint Financial, Inc.09-17-2019
Leslie Dyke StewartLPL Financial LLCSagePoint Financial, Inc.09-17-2019
Craig Alexander McDonald Jr.LPL Financial LLCAXA Advisors, LLC09-16-2019
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Showing 1 to 25 of 297 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.