Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Donald RhodesMML Investors Services, LLCClient One Securities LLC03-09-2020
Stanley Marion Ingram Jr.MML Investors Services, LLCMML Investors Services, LLC$1004-23-2019
Stephen Michael GrantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-19-2019
Shannon James JohnsonMML Investors Services, LLCPruco Securities, LLC.11-12-2018
Patrick Albert KramerMML Investors Services, LLCPruco Securities, LLC.$5010-16-2018
Hershell DaileyMML Investors Services, LLCPlanMember Securities Corporation10-03-2018
Jamie LawhorneMML Investors Services, LLCPruco Securities, LLC.09-17-2018
Christopher Kelly BartonMML Investors Services, LLCPrincipal Securities, Inc.09-27-2017
Josie Monique StewartMML Investors Services, LLCNYLIFE Securities LLC09-21-2017
Donald Ray MeadeMML Investors Services, LLCVoya Financial Advisors, Inc.$5006-07-2017
Darryl Jerome FyallMML Investors Services, LLCVann Equity Management LLC06-02-2017
Daniel Stuart WatsonMML Investors Services, LLCAdviseMe National Advisors05-23-2017
Eric D. LangMML Investors Services, LLCKovack Securities Inc.04-28-2017
Stacey Jewett AllanMML Investors Services, LLCPark Avenue Securities LLC02-27-2017
Brannigan Heath BeamMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-18-2017
Russell Blake MooreMML Investors Services, LLCPark Avenue Securities LLC12-12-2016
Robert Lee MooreMML Investors Services, LLCPark Avenue Securities LLC12-12-2016
Alvin Melton Lowry Jr.MML Investors Services, LLCFirst Command Financial Planning, Inc.09-29-2016
Matthew A MillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
Jakie Lee RobinsonMML Investors Services, LLCSagePoint Financial, Inc.03-16-2016
Anthony Charles AshcraftMML Investors Services, LLCNYLIFE Securities LLC01-28-2016
Rhett Price GrimesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-01-2015
Robert Edward EvansMML Investors Services, LLCPark Avenue Securities LLC01-24-2013
Anne Laurel NortonMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-02-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.