Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Cameron GarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedGreat Point Capital LLC12-12-2019
Robert Scott BanishMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Investor Services, Inc.09-18-2019
Gordon Hamilton Fair Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors$5007-01-2019
James K. Cluverius Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
Brandon Kyle BentonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-09-2018
Martha Stone KelleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Whitney Reed BurtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-06-2018
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
Craig J. RichardMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-17-2018
Michael Ray DartMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Paul William DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-15-2017
Jeffrey D. SchroederMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-17-2017
Jeremy TooleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.06-06-2017
James Patrick StagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10005-12-2017
Sarah Louise ExellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.05-02-2017
Jacob Charles TuttleMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-19-2017
Katherine YounceMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-02-2017
Richard Brock DuwelMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC11-30-2016
John B EnglishMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Allied Securities, Inc.10-31-2016
Jody Lynn Van HeckeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAbles, Iannone, Moore & Associates, Inc.10-13-2016
William Ashley ThiemMerrill Lynch, Pierce, Fenner & Smith IncorporatedParaklete Financial, Inc.10-05-2016
Michael Henry HuberMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2016
Kaysie Leigh SheltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-22-2016
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Donald I RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.07-27-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.