Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Scott BanishMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Investor Services, Inc.09-18-2019
Gordon Hamilton Fair Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$5007-01-2019
James K. Cluverius Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
Brandon Kyle BentonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-09-2018
Whitney Reed BurtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-06-2018
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
Michael Ray DartMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Paul William DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-15-2017
Jeremy TooleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.06-06-2017
Staci Bagwell BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedGlobal Atlantic Distributors, LLC06-01-2017
James Patrick StagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10005-12-2017
Sarah Louise ExellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.05-02-2017
Katherine YounceMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-02-2017
John B EnglishMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Allied Securities, Inc.10-31-2016
Jody Lynn Van HeckeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAbles, Iannone, Moore & Associates, Inc.10-13-2016
William Ashley ThiemMerrill Lynch, Pierce, Fenner & Smith IncorporatedParaklete Financial, Inc.10-05-2016
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Donald I RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.07-27-2016
Joseph Scott ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-22-2016
Daniel Seth SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.$10011-30-2015
Katelyn Colleen KeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.11-23-2015
Ryan W. AtkinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Guardian, LLC06-19-2015
Daniel Patrick CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2015
Jamin Micah KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-05-2014
Felicia Annette JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2014
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.