Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Lecoste ChapmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-30-2009
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-20-2009
George William SpearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2009
John Mark BrightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2009
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-17-2009
Bertin Marc Stuckart Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10004-22-2009
David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50004-22-2009
Ray Marshall Evans IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$50006-01-2009
Joshua Charles StrimpleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2009
Annette Cecile ProulxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Gary Thompson Duncan Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Jonathan Eugene HungerfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20008-21-2009
Francis D Rogers Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
David Louis CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Randall Benjamin CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Brooks Burgess JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedScott & Stringfellow, LLC$25002-02-2010
Daniel G PeguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.$10004-19-2010
Robert Ryan ShawMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$10009-07-2010
Gary Bezilla, Alan KinneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$45011-04-2010
Janet S. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-21-2011
Christopher Edward PettyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBrookstone Securities, Inc.06-07-2011
John Cornelius Troutman Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$50007-29-2011
Pamela Sue HarrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-21-2011
Paul John BoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors11-21-2011
Paul John BoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.