Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-11-2012
Albert H ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.11-12-2012
Annette Cecile ProulxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Bertin Marc Stuckart Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2009
Brandon Kyle BentonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-09-2018
Brighan Elizabeth CorneliusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-21-2012
Brooks Burgess JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedScott & Stringfellow, LLC02-02-2010
Bryan Clark NeillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2012
Christopher E PettyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBrookstone Securities, Inc.06-07-2011
Christopher K GravesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2012
Craig J. RichardMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-17-2018
Daniel G PeguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.04-19-2010
Daniel Patrick CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2015
Daniel Seth SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.$10011-30-2015
David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2009
David Louis CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Donald I RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.07-27-2016
Donald I RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-09-2014
Edwin Mcdaries Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedOptionsHouse, LLC04-16-2012
Felicia Annette JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2014
Francis D. Rogers Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-25-2010
Gary Thompson Duncan Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
George Washington English VMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-27-2015
George William SpearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2009
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.