Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooks Burgess JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-25-2019
Shari Falesha BookertMorgan StanleyWells Fargo Clearing Services, LLC12-27-2018
Kevin Matthew BarnesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Michael ColemanMorgan StanleyEdward Jones07-09-2018
Frank Taylor Wootton IVMorgan StanleyJ.P. Morgan Securities LLC09-19-2017
Daniel Benjamin BufkinMorgan StanleyStifel, Nicolaus & Company, Incorporated07-05-2017
George Herman WentheMorgan StanleyWells Fargo Clearing Services, LLC$10005-22-2017
William F. Rogers IIIMorgan StanleyCredit Suisse Securities (USA) LLC11-01-2016
Roger Stuart KupermanMorgan StanleyWells Fargo Clearing Services, LLC$10006-05-2015
Kristen Brit RodgersMorgan StanleyPruco Securities, LLC.05-01-2015
Michael Anthony BlackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2015
Melody B EberleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2014
Daniel Joseph SeamanMorgan StanleyWells Fargo Clearing Services, LLC01-31-2014
Timothy J. BrockmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2013
William Gourdin McMasterMorgan StanleyBB&T Securities, LLC04-30-2013
Keith Charles KlineMorgan StanleyMorgan Stanley10-08-2012
Deirdre MarionMorgan StanleyUBS Financial Services Inc.09-12-2012
Charles Ferrell JenkinsMorgan StanleyLincoln Financial Advisors Corporation06-18-2012
Christopher Allen HallmarkMorgan StanleyEdward Jones$2505-11-2012
William Claude EvansMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC$15003-01-2012
Britton Meredith SullivanMorgan StanleyUBS Financial Services Inc.12-08-2011
Lisbeth Lovell CherringtonMorgan StanleyWells Fargo Clearing Services, LLC$10011-04-2011
Michael Kenneth BrotskyMorgan StanleyWells Fargo Clearing Services, LLC11-04-2011
Alexander Louis DotyMorgan StanleyWells Fargo Clearing Services, LLC11-04-2011
Carlos A GuarderasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.