Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael ColemanMorgan StanleyEdward Jones07-09-2018
Frank Taylor Wootton IVMorgan StanleyJ.P. Morgan Securities LLC09-19-2017
Daniel Benjamin BufkinMorgan StanleyStifel, Nicolaus & Company, Incorporated$5007-05-2017
George Herman WentheMorgan StanleyWells Fargo Clearing Services, LLC$10005-22-2017
William F. Rogers IIIMorgan StanleyCredit Suisse Securities (USA) LLC11-01-2016
Roger Stuart KupermanMorgan StanleyWells Fargo Clearing Services, LLC$10006-05-2015
Kristen Brit RodgersMorgan StanleyPruco Securities, LLC.05-01-2015
Daniel Joseph SeamanMorgan StanleyWells Fargo Clearing Services, LLC01-31-2014
Deirdre MarionMorgan StanleyUBS Financial Services Inc.09-12-2012
Christopher Allen HallmarkMorgan StanleyEdward Jones$2505-11-2012
Carlos A GuarderasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Edward Cook, Robert HallMorgan StanleyUBS Financial Services Inc. Inc.09-13-2011
James Todd WrennMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-03-2010
Ronald Kenneth WilsonMorgan StanleyUBS Financial Services Inc.02-26-2010
Gerard Byron Williams IIMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Frank Earl SutherlandMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Brooks Mccall CrenshawMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Taylor Cook Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jan Leonard JerniganMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Charles Edward ShartleMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carl Livingston Truluck Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Warren FoxMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Avron Paul LesserMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Ben A Asa RastMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Frederick Gridley Phillips Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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