Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James TuitePruco Securities, LLC.BB&T Securities, LLC03-04-2020
Jeremy ToolePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Christopher Gerard MorraPruco Securities, LLC.Securian Financial Services, Inc.01-14-2020
Michael Lee HerndonPruco Securities, LLC.MML Investors Services, LLC12-24-2019
Melissa Gay EthridgePruco Securities, LLC.Nationwide Securities, LLC09-19-2019
Carolyn K. PaulPruco Securities, LLC.Nationwide Securities, LLC08-29-2019
Leroy Orlando Summers Jr.Pruco Securities, LLC.MML Investors Services, LLC08-13-2019
Carlas Wade DixonPruco Securities, LLC.Bankers Life Securities, Inc.03-19-2019
James Blair Frazier VPruco Securities, LLC.NYLIFE Securities LLC02-05-2019
Karen Nunn HortonPruco Securities, LLC.Capitol Securities Management, Inc.01-07-2019
Brian Ray WhitePruco Securities, LLC.W&S Brokerage Services, Inc.11-28-2018
Robin Marie WilsonPruco Securities, LLC.Pruco Securities, LLC.07-03-2018
Michael Ray FowlerPruco Securities, LLC.W&S Brokerage Services, Inc.04-05-2018
Michael Ryan BaerPruco Securities, LLC.W&S Brokerage Services, Inc.09-18-2017
Renee Andree MontenyohlPruco Securities, LLC.Allstate Financial Services, LLC$5007-12-2017
Garry Eugene Tapler Jr.Pruco Securities, LLC.MML Investors Services, LLC$2507-10-2017
John Daniel HopkinsPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.03-21-2017
William Keith Johnson Sr.Pruco Securities, LLC.Allstate Financial Services, LLC01-13-2017
James William Robinson Jr.Pruco Securities, LLC.Edward Jones01-12-2017
Patrick Albert KramerPruco Securities, LLC.Fisher Investments08-04-2016
Richard William HartPruco Securities, LLC.SagePoint Financial, Inc.05-04-2016
Stephen J. WynnPruco Securities, LLC.Stonecrest Capital Markets, Inc.04-28-2016
Terry Allen BentonPruco Securities, LLC.Allstate Financial Services, LLC09-01-2015
Azure Keyatta CelestinePruco Securities, LLC.Scottrade, Inc.04-08-2015
Jeffrey Allen Delaney Jr.Pruco Securities, LLC.SagePoint Financial, Inc.01-20-2015
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.