Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Azure Keyatta CelestinePruco Securities, LLC.Scottrade, Inc.04-08-2015
Brian Ray WhitePruco Securities, LLC.W&S Brokerage Services, Inc.11-28-2018
Carlas Wade DixonPruco Securities, LLC.Bankers Life Securities, Inc.03-19-2019
Carolyn K. PaulPruco Securities, LLC.Nationwide Securities, LLC08-29-2019
Charles Gavin BarneyPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.10-07-2009
Garry Eugene Tapler Jr.Pruco Securities, LLC.MML Investors Services, LLC$25007-10-2017
James Blair Frazier VPruco Securities, LLC.NYLIFE Securities LLC02-05-2019
James William Robinson Jr.Pruco Securities, LLC.Edward Jones01-12-2017
Jeffrey Allen Delaney Jr.Pruco Securities, LLC.SagePoint Financial, Inc.01-20-2015
John Anthony LentiPruco Securities, LLC.Ameritas Investment Corp.07-10-2013
John Daniel HopkinsPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.03-21-2017
Joseph Braxton SorgPruco Securities, LLC.Transamerica Financial Advisors, Inc06-11-2014
Karen Nunn HortonPruco Securities, LLC.Capitol Securities Management, Inc.01-07-2019
Kevin Copple AustinPruco Securities, LLC.MetLife Securities Inc.$50003-27-2014
Kirk Anthony LaxPruco Securities, LLC.NYLIFE Securities LLC10-01-2014
Melissa Gay EthridgePruco Securities, LLC.Nationwide Securities, LLC$50009-19-2019
Michael R. BaerPruco Securities, LLC.W&S Brokerage Services, Inc.09-18-2017
Michael Ray FowlerPruco Securities, LLC.W&S Brokerage Services, Inc.04-05-2018
Pamela Sue HarrisonPruco Securities, LLC.Harrison Financial06-09-2009
Patrick Albert KramerPruco Securities, LLC.Fisher Investments$50008-04-2016
Renee Andree MontenyohlPruco Securities, LLC.Allstate Financial Services, LLC$50007-12-2017
Richard William HartPruco Securities, LLC.SagePoint Financial, Inc.05-04-2016
Stephen Jacob WynnPruco Securities, LLC.Stonecrest Capital Markets, Inc.04-28-2016
Terry Allen BentonPruco Securities, LLC.Allstate Financial Services, LLC$10009-01-2015
William Keith Johnson Sr.Pruco Securities, LLC.Allstate Financial Services, LLC01-13-2017

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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