Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A. CarringtonRaymond James & Associates, Inc.Morgan Stanley03-20-2020
Robert Hugh Sasser IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-14-2020
Julius Ernest Eldridge IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-14-2020
Jason Donald NewtonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-14-2020
Tyler G. MorrisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-14-2020
Robert Banks MarionRaymond James & Associates, Inc.Vanguard Marketing Corporation12-12-2019
Timothy Shaler SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-11-2019
Gregory Steven SieberRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-16-2018
Kenneth Eugene HicksRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$3202-16-2018
Jeffery Wayne LockmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-21-2017
Aaron Michael GallowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
James Preston Covington IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1002-16-2017
Amanda Jo SimconisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1002-16-2017
Brandon Fisk BlountRaymond James & Associates, Inc.Automated Trading Desk Financial Services, LLC09-15-2016
Andrea Lynn ZenisekRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC06-17-2016
Julia Marie ChurchwellRaymond James & Associates, Inc.AXA Advisors, LLC06-02-2016
William Charles TumlinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-29-2015
Arthur Frederick LevinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-29-2015
John Southall Sumner IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-29-2015
Harriet Carson BruceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-29-2015
Lawrence Grier WillifordRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$10012-01-2014
Anne Laurel NortonRaymond James & Associates, Inc.MML Investors Services, LLC$1006-26-2014
Richard Diego VegaRaymond James & Associates, Inc.Morgan Stanley$5001-21-2014
Andrew Joseph NiehusRaymond James & Associates, Inc.Morgan Stanley08-23-2013
John Belk DaughtridgeRaymond James & Associates, Inc.Morgan Stanley10-10-2012
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.