Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael GallowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Alan James SpilkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-28-2013
Alexander Opoulos IvRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Amanda Jo SimconisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-16-2017
Andrea Lynn ZenisekRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC06-17-2016
Anne Laurel NortonRaymond James & Associates, Inc.MML Investors Services, LLC06-26-2014
Arthur Frederick LevinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-29-2015
Carolyn Nicholson HashRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-25-2011
Christopher J BolleRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-18-2012
Christopher Lawrence CorleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Dallah Anderson Forrest JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2009
Gregory Steven SieberRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-16-2018
Harriet Carson BruceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-29-2015
James Preston Covington IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-16-2017
Jason Donald NewtonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-14-2020
Jeffery W LockmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-21-2017
John Marcus HarrisRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-23-2009
John Southall Sumner IiiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-29-2015
Joseph A CarringtonRaymond James & Associates, Inc.Morgan Stanley$15003-20-2020
Jule Eldridge Jason Newton Robb Sasser Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$64501-14-2020
Julia Marie ChurchwellRaymond James & Associates, Inc.Equitable Advisors, LLC06-02-2016
Julius Ernest Eldridge IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-14-2020
Kellen Patrick ThayerRaymond James & Associates, Inc.Goldman Sachs & Co.08-15-2019
Kenneth E HicksRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$3202-16-2018
Lawrence Grier WillifordRaymond James & Associates, Inc.SunTrust Investment Services, Inc.12-01-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.