Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J. CliffordThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2009
Ernest William Dison Jr.Thrivent Investment Management Inc.E*TRADE Securities LLC$5005-25-2010
Robert Louis JamesThrivent Investment Management Inc.Pruco Securities, LLC.04-11-2012
Jeffrey Allen HeadrickThrivent Investment Management Inc.Liberty Partners Financial Services, LLC03-06-2013
Shaun Christopher ClasbyThrivent Investment Management Inc.Woodbury Financial Services, Inc.$105-31-2013
Teresa Ann ClasbyThrivent Investment Management Inc.Woodbury Financial Services, Inc.05-31-2013
Jake Edward LoweryThrivent Investment Management Inc.Edward Jones12-07-2015
James Everett TobiasThrivent Investment Management Inc.SunTrust Investment Services, Inc.$1002-01-2016
Kelly Kreis WalterThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC05-10-2017
Walter Robert Ferguson Jr.Thrivent Investment Management Inc.Principal Securities, Inc.12-24-2019

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.