Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Lynn PetersonWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Christopher Roger FryeWells Fargo Clearing Services, LLCCetera Investment Services LLC01-23-2020
Tyler James DeckerWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.12-12-2019
Patrick Stephen MattinglyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-06-2019
Jbrett YatesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-06-2019
Noah Barnes TremaineWells Fargo Clearing Services, LLCW&S Brokerage Services, Inc.10-22-2019
Larry Crane Cobb Jr.Wells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.10-10-2019
John Michael HillWells Fargo Clearing Services, LLCBB&T Securities, LLC$5009-27-2019
John Leslie CreamerWells Fargo Clearing Services, LLCBB&T Securities, LLC$10009-27-2019
Christopher Allen HallmarkWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
Thomas John WayWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
Bruce Devlyn AdamsWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-01-2019
John Patrick CullenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-29-2019
Jessica McKenzieWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-29-2019
James Dennis YarbroughWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
George Cook Howell IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
Kiefer Welch OgburnWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
William Mcleod HollandWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2019
Sierra Christina-Tai HoodWells Fargo Clearing Services, LLCEdward Jones01-25-2019
Janet Lynn ChilesWells Fargo Clearing Services, LLCBB&T Securities, LLC01-11-2019
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Bobby E Crouch IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-09-2018
Scott Wayne PriceWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-18-2018
Gregory E KelleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2018
Ryan O'Neil GripperWells Fargo Clearing Services, LLCCUSO Financial Services, L.P.06-29-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.