Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Cook Howell IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-15-2019
James Dennis YarbroughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-15-2019
William Mcleod HollandWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2019
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Derek James HawkWells Fargo Clearing Services, LLCLPL Financial LLC$5011-14-2018
Bobby E Crouch IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-09-2018
Ryan O'Neil GripperWells Fargo Clearing Services, LLCCUSO Financial Services, L.P.06-29-2018
Andrew Craig GuinnWells Fargo Clearing Services, LLCCetera Investment Services LLC03-29-2018
Kristen Wilson RisherWells Fargo Clearing Services, LLCEdward Jones$5003-21-2018
Preston Reid SchwartzWells Fargo Clearing Services, LLCDavenport & Company LLC03-02-2018
John Klayton KennedyWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.10-11-2017
Taylor Anne SeffelsWells Fargo Clearing Services, LLCMorgan Stanley10-11-2017
James Christopher MooreWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5007-10-2017
Salvatore James ZingalesWells Fargo Clearing Services, LLCBB&T Securities, LLC04-25-2017
Kurt Michael SchroyerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-20-2017
David Michael JohnsonWells Fargo Clearing Services, LLCWaddell & Reed03-31-2017
Walter Steven LessWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2017
ERIK ROBERT FLEGALWells Fargo Clearing Services, LLCMorgan Stanley11-30-2016
Albert Francis Grenert Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-10-2016
Sean Taylor BuckleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-06-2016
Terrell Clayton BooneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$109-15-2016
Frank E Robinson IIIWells Fargo Clearing Services, LLCBB&T Securities, LLC03-04-2016
Henry Allen WhiteWells Fargo Clearing Services, LLCBB&T Securities, LLC03-04-2016
Vaishali Ketan TrivediWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-01-2016
Andrew Jason SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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