Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Paul TidwellWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5005-28-2009
Peter John LaboyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-13-2009
Michael Corey CarsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5002-26-2009
John Klayton KennedyWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.10-11-2017
Bradley Charles WilliamsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.04-01-2015
Steven John BrockmannWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$5007-31-2013
Ronald Edward SchroeterWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2501-11-2010
John Michael HillWells Fargo Clearing Services, LLCBB&T Securities, LLC09-27-2019
John Leslie CreamerWells Fargo Clearing Services, LLCBB&T Securities, LLC$10009-27-2019
Janet Lynn ChilesWells Fargo Clearing Services, LLCBB&T Securities, LLC01-11-2019
Frank E Robinson IIIWells Fargo Clearing Services, LLCBB&T Securities, LLC03-04-2016
Christopher Roger FryeWells Fargo Clearing Services, LLCCetera Investment Services LLC01-23-2020
Andrew Craig GuinnWells Fargo Clearing Services, LLCCetera Investment Services LLC03-29-2018
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Preston Reid SchwartzWells Fargo Clearing Services, LLCDavenport & Company LLC03-02-2018
Mary Susan Brockington PerryWells Fargo Clearing Services, LLCDixon Hughes Goodman Wealth Advisors LLC07-11-2011
Tania C FosterWells Fargo Clearing Services, LLCEdward Jones05-29-2020
Kristen Wilson RisherWells Fargo Clearing Services, LLCEdward Jones$5003-21-2018
Mark LangWells Fargo Clearing Services, LLCEdward Jones09-30-2015
Danielle Marie SollecitoWells Fargo Clearing Services, LLCEdward Jones11-28-2014
Jason Paul BuckleyWells Fargo Clearing Services, LLCEdward Jones06-09-2011
Daniel Eston HarrellWells Fargo Clearing Services, LLCEdward Jones$1,00011-12-2010
William Mcleod HollandWells Fargo Clearing Services, LLCEquitable Advisors, LLC02-05-2019
David William SosaWells Fargo Clearing Services, LLCEquitable Advisors, LLC12-27-2018
Timothy Whelan KennyWells Fargo Clearing Services, LLCEquitable Advisors, LLC11-06-2017
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.