Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Corey CarsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5002-26-2009
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Peter John LaboyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-13-2009
Ryan Paul TidwellWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5005-28-2009
Ronald Edward SchroeterWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2501-11-2010
David Carl JensenWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2010
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-30-2010
Gary Timothy BezillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2010
James Christopher CuppiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2010
Katherine Cuppia PhiferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-29-2010
Gary Bezilla Alan KinneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$45011-04-2010
Daniel Eston HarrellWells Fargo Clearing Services, LLCEdward Jones$1,00011-12-2010
David Francis MarionWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00012-03-2010
Jason Paul BuckleyWells Fargo Clearing Services, LLCEdward Jones06-09-2011
James Paul BaxleyWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-07-2011
Mary Susan Brockington PerryWells Fargo Clearing Services, LLCDixon Hughes Goodman Wealth Advisors LLC07-11-2011
Jason Shenandoah OatesWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$2510-28-2011
Kurt Freeman MurphyWells Fargo Clearing Services, LLCWoodmen Financial Services, Inc.12-16-2011
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Thomas Doyle DunleavyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15004-04-2012
Dennis Varn ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$24904-04-2012
Dennis Coleman Thomas DunleavyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$23304-19-2012
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$15005-07-2012
Joseph Albert GarrityWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2012
Melissa Herbert LynchWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-16-2012
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.