Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael G. CiavolinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Park Ravenel DoughertyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Timothy Shaler SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-26-2009
Michael Corey CarsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-26-2009
Patrick Michael FaheyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-03-2009
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-06-2009
Jeffery Wayne LockmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Matthew Gardner WatsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
Stokes Keisler Shealy Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.05-22-2009
Ryan Paul TidwellWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.05-28-2009
Jonathan Dexter PolsonWells Fargo Clearing Services, LLCCetera Advisor Networks LLC$1008-03-2009
Steven Wayne BreenWells Fargo Clearing Services, LLCMorgan Stanley08-14-2009
Andrew Mitchell PittinosWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.08-25-2009
Noel Wray FieldsWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation12-04-2009
Robert Wayne Shealy Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-19-2010
David Carl JensenWells Fargo Clearing Services, LLCMorgan Stanley$1006-07-2010
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$5007-30-2010
Margaret Katherine Wright DillWells Fargo Clearing Services, LLCLincoln Financial Distributors, Inc.10-04-2010
Gary Timothy BezillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2010
James Christopher CuppiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2010
Katherine Cuppia PhiferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2010
Daniel Eston HarrellWells Fargo Clearing Services, LLCEdward Jones11-12-2010
David Francis MarionWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5012-03-2010
Solomon ShenWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated12-21-2010
Eric Joseph PorzeltWells Fargo Clearing Services, LLCLPL Financial LLC$1001-28-2011
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.