Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$15005-07-2012
Andrew Alan WeinkleWells Fargo Clearing Services, LLCMorgan Stanley09-04-2015
Andrew Craig GuinnWells Fargo Clearing Services, LLCCetera Investment Services LLC03-29-2018
Andrew Jason SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Andrew Wayne SheriffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Ashley Lauren BakerWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-07-2016
Babak Golbahr HaghighiWells Fargo Clearing Services, LLCPNC Investments08-07-2017
Bill Rouse Jessica Harper Jeffrey Burton Steve MeyerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$42603-24-2016
Bobby E Crouch IiiWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-09-2018
Bradley Charles WilliamsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.04-01-2015
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-30-2010
Brody Wayne SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Christopher Allen HallmarkWells Fargo Clearing Services, LLCMorgan Stanley08-23-2019
Christopher Roger FryeWells Fargo Clearing Services, LLCCetera Investment Services LLC01-23-2020
Cynthia M Boyle D Jordan Josey John N BoyleWells Fargo Clearing Services, LLCRaymond James$12502-15-2013
Daniel Eston HarrellWells Fargo Clearing Services, LLCEdward Jones$1,00011-12-2010
Danielle Marie SollecitoWells Fargo Clearing Services, LLCEdward Jones11-28-2014
David Allen MorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-17-2013
David Carl JensenWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2010
David Francis MarionWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00012-03-2010
David M JohnsonWells Fargo Clearing Services, LLCWaddell & Reed03-31-2017
David Marcus DobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2014
David SpellWells Fargo Clearing Services, LLCUBS Financial Services Inc.$8603-27-2014
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.