Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$10005-07-2012
Albert Francis Grenert Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-10-2016
Andrew Alan WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$10009-04-2015
Andrew Craig GuinnWells Fargo Clearing Services, LLCCetera Investment Services LLC03-29-2018
Andrew Jason SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Bobby E Crouch IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-09-2018
Bradley Charles WilliamsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.04-01-2015
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$5007-30-2010
Bruce Devlyn AdamsWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-01-2019
Bryan Heath BrowningWells Fargo Clearing Services, LLCEdward Jones11-02-2012
Bryan Tyler FingerWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-08-2013
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-06-2009
Daniel Eston HarrellWells Fargo Clearing Services, LLCEdward Jones11-12-2010
Danielle Marie SollecitoWells Fargo Clearing Services, LLCEdward Jones11-28-2014
David Allen MorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-17-2013
David Francis MarionWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5012-03-2010
David M. JohnsonWells Fargo Clearing Services, LLCWaddell & Reed03-31-2017
David Marcus DobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-24-2014
David T. Spell Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-27-2014
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Derek James HawkWells Fargo Clearing Services, LLCLPL Financial LLC$5011-14-2018
Edward Spann ReamesWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5002-17-2012
Frank E. Robinson IIIWells Fargo Clearing Services, LLCBB&T Securities, LLC03-04-2016
Gary Timothy Bezilla, James Christopher CuppiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-29-2010
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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