Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gordon Hamilton Fair Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$5007-01-2019
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Nathanial WooleyAmeriprise Financial Services, Inc.EK Riley Investments, LLC06-21-2019
Christopher John LannonLPL Financial LLCKey Investment Services LLC06-14-2019
Robert Porter, James KellettKingsview Asset ManagementWells Fargo Clearing Services, LLC$12006-13-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Garry Eugene Tapler Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$2506-12-2019
Jeffrey Mason Breed Sr.Next Financial Group, Inc.Cetera Advisors LLC$2506-07-2019
Michael Ernest CanfieldLPL Financial LLCCUSO Financial Services, L.P.06-07-2019
Nikki Rae SeegerLPL Financial LLCSagePoint Financial, Inc.06-06-2019
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Walter IckertIFP Securities, LLCLPL Financial LLC05-23-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Megan Lynn HeatonLPL Financial LLCSigma Financial Corporation05-14-2019
James Henry Amick Jr.J.W. Cole Financial, Inc.Independent Financial Partners$5005-10-2019
John Jarrett FitzgeraldFirst Citizens Investor Services, Inc.TD Private Client Wealth LLC05-09-2019
Bryan Francis GrigalonisMutual of Omaha Investor Services, Inc.Next Financial Group, Inc.$1005-07-2019
John Eldridge Parham Jr.LPL Financial LLCLincoln Financial Securities Corporation$1004-26-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Michael Shane LindleySaybrus Equity Services, LLCThe O.N. Equity Sales Company$2504-24-2019
Stephen Ray NugentLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC04-23-2019
Jason P. ChristopherSynovus Securities, Inc.First Citizens Investor Services, Inc.04-18-2019
George Leavell Coxhead Jr.Hornor, Townsend & Kent, LLCEquity Services, Inc.04-17-2019
Charles David McClureLPL Financial LLCAmeriprise Financial Services, Inc.$1004-16-2019
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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