Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael R. HendersonAvantax Investment Services, Inc.Principal Securities, Inc.09-13-2010
Adam C. TempletonFarmers Financial Solutions, LLCPrincipal Securities, Inc.02-06-2014
Brad Leonard NeugebauerLPL Financial LLCPrincipal Securities, Inc.$2508-16-2019
Laurie J. KetterlingLPL Financial LLCPrincipal Securities, Inc.01-19-2018
Christopher John HansonLPL Financial LLCPrincipal Securities, Inc.12-08-2017
Dana G. RauschLPL Financial LLCPrincipal Securities, Inc.12-08-2017
Scott Michael MungerLPL Financial LLCPrincipal Securities, Inc.08-16-2016
John Walter VanhoveMWA Financial Services Inc.Principal Securities, Inc.01-08-2020
Bruce John BrandnerMWA Financial Services Inc.Principal Securities, Inc.05-05-2009
Larry Clifford DogsOneAmerica Securities, Inc.Principal Securities, Inc.01-03-2011
Anthony BurnsPruco Securities, LLC.Principal Securities, Inc.06-21-2018
Matthew Wayne GrimliePruco Securities, LLC.Principal Securities, Inc.04-24-2018
Karen Elaine WinbladePruco Securities, LLC.Principal Securities, Inc.$905-05-2020
Martin Lee DeslauriersUBS Financial Services Inc.Principal Securities, Inc.12-17-2012
Ryan James KromeVisionPoint Advisory GroupPrincipal Securities, Inc.12-18-2014

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.