Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamison Dean EdlundRaymond James Financial Services, Inc.LPL Financial LLC$2501-31-2019
Angela Marie HenningRaymond James Financial Services, Inc.Morgan Stanley$2510-04-2017
Dale Allen NelsenRaymond James Financial Services, Inc.Cetera Investment Services LLC$2506-14-2017
Vance Frederick NewmanRaymond James Financial Services, Inc.Edward Jones04-18-2017
Christopher Isaac BrunsRaymond James Financial Services, Inc.Edward Jones08-02-2016
Ashley Lynn LeiseRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc03-29-2016
Daniel Leonard ReindersRaymond James Financial Services, Inc.Hilltop Securities Independent Network Inc.$1003-22-2016
Melody Lynn HohnRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Kyle Rainey ReynoldsRaymond James Financial Services, Inc.UBS Financial Services Inc.02-28-2014
Nathan Sletten QuelloRaymond James Financial Services, Inc.UBS Financial Services Inc.11-21-2013
John Michael QuelloRaymond James Financial Services, Inc.UBS Financial Services Inc.11-21-2013
Lacey Lee HoganRaymond James Financial Services, Inc.RBC Capital Markets, LLC04-12-2013
Jim Lee ChesleyRaymond James Financial Services, Inc.Investment Centers of America, Inc.$15002-19-2013
Lori Lynne RothenbergerRaymond James Financial Services, Inc.Investment Centers of America, Inc.02-19-2013
John Bruce EtrheimRaymond James Financial Services, Inc.Fintegra, LLC11-01-2012
Bruce Charles MogenRaymond James Financial Services, Inc.Fintegra, LLC11-01-2012
Alan Douglas WehrRaymond James Financial Services, Inc.Fintegra, LLC11-01-2012
Amy Elizabeth Scott-StoltzRaymond James Financial Services, Inc.LPL Financial LLC04-22-2010
Gordon David WollmanRaymond James Financial Services, Inc.SagePoint Financial, Inc.$10007-01-2009
Richelle Ranae HoferRaymond James Financial Services, Inc.SagePoint Financial, Inc.07-01-2009
Angie Sue SaylerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2009
Randall Arthur JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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