Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noel Gabriel DavidVeritas Advisory GroupMML Investors Services, LLC10-05-2020
Benjamin Alvis GentryPrivate Advisor Group, LLCEdward Jones10-02-2020
Steve HamiltonJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-01-2020
Walter Scott HallCoastal Equities, Inc.NYLIFE Securities LLC09-25-2020
Brian Michael SterzB. Riley Wealth ManagementMiracle Mile Advisors, LLC09-22-2020
Edward Brett LewisEudaimonia Partners, LLCMorgan Stanley09-16-2020
James Marion GarrisonSilver Oak Securities, IncorporatedThurston Springer Financial$15009-15-2020
Francis P Mcgarry IIIThrivent Investment Management Inc.Prudent Street Financial Advisors, LLC09-15-2020
Greg MooreJ.P. Morgan Securities LLCPark Avenue Securities LLC09-15-2020
Tanya CrehanThrivent Investment Management Inc.Horace Mann Investors, Inc.09-14-2020
Cory Taylor MorrisonTrustCore Investments LLCLPL Financial LLC09-11-2020
Bradley Joseph BarsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2020
Stewart James ParkerRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-04-2020
Clay Wilson ButtreyRobert W. Baird & Co. IncorporatedMorgan Stanley$5009-04-2020
Andrew Merrell ParkerRobert W. Baird & Co. IncorporatedMorgan Stanley$5009-04-2020
Stanley Daniel StanekCenter Street Securities, Inc.Lincoln Financial Advisors Corporation09-04-2020
Richard T LawRobert W. Baird & Co. IncorporatedMorgan Stanley09-04-2020
Misty Lynn WillhoitCambridge Investment Research Advisors, Inc.Gibson Gaither Wealth Management Advisors09-04-2020
Cara Solimine RhodesFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC09-02-2020
Jasmine L HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-02-2020
Sean Taylor WilsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-01-2020
Michelle Marie RuddySilver Oak Securities, IncorporatedSecurities Service Network, LLC09-01-2020
James Dietzen Bratcher IIISilver Oak Securities, IncorporatedSecurities Service Network, LLC$5008-31-2020
William Mark ParkerRaymond James & Associates, Inc.UBS Financial Services Inc.08-27-2020
Elizabeth Britt TowlerRaymond James & Associates, Inc.UBS Financial Services Inc.$2508-27-2020
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Showing 1 to 25 of 1,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.