Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bura Virgil Lawson Jr., Thomas Roper Fields III, Thomas Roper Fields Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-07-2019
Tyson J. AsayLincoln InvestmentTD Ameritrade, Inc$10007-22-2019
George Thomas BarzizzaLincoln Financial Securities CorporationFarmers Financial Solutions, LLC$107-09-2019
Stuart L. GossFTB Advisors, Inc.NYLIFE Distributors LLC07-02-2019
Robert Dean Pippenger Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$106-25-2019
Mark WilloughbyJanney Montgomery Scott LLCHilliard Lyons $5006-18-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-04-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.$105-06-2019
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Trista Marie AllisonFifth Third Securities, Inc.SunTrust Investment Services, Inc.03-29-2019
Warren Geoffery Rogers IIFifth Third Securities, Inc.SunTrust Investment Services, Inc.$15003-28-2019
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
John Robert BondLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Allan Prentiss Bowden Sr.Stifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Clinton Jonathan AllenAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.$102-28-2019
Reginald Donald ClarkP3 Wealth ManagementThe O.N. Equity Sales Company02-27-2019
Andrew Charles BoltCentaurus Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.02-04-2019
Jerry Winston Jarrett Jr.Cetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
David Lee MaynardSecurities Service Network, LLCIndependent Advisor Alliance, LLC$2501-31-2019
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-31-2019
William Nathan GreeneCairn Financial GroupSecurian Financial Services, Inc.01-22-2019
Kevin Thomas SheffieldSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$1601-18-2019
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Showing 1 to 25 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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