Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Alexander TalleyFinancial Engines Advisors L.L.C.Abound Wealth Management, LLC11-05-2019
Clifton Delon BradleyEdward JonesAIG Capital Services, Inc.12-05-2017
Gerald M TaylorMutual of America Securities LLCAllstate Financial Services, LLC03-13-2020
Jason Donald PrestonFarmers Financial Solutions, LLCAllstate Financial Services, LLC02-28-2020
Jeffrey S JeterHeritage InvestorsAllstate Financial Services, LLC11-13-2019
Traci Allysan CarrionRaymond James & Associates, Inc.Allstate Financial Services, LLC11-12-2019
Quinton Stanley ChandlerVALIC Financial Advisors, Inc.Allstate Financial Services, LLC03-11-2019
Carter Edward HoneycuttAmerican Portfolios Financial Services, Inc.Allstate Financial Services, LLC10-13-2017
Martin David RuibalPruco Securities, LLC.Allstate Financial Services, LLC11-09-2016
David William NeffPurshe Kaplan Sterling InvestmentsAllstate Financial Services, LLC10-01-2010
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
Robert Trent CurryGreenway Capital Management, LLCALLUVION INVESTMENTS, LLC03-08-2017
Michelle Lynn SarmientoNeuberger Berman BD LLCALPS Distributors, Inc.$1,00004-10-2019
Paul E GoodLPL Financial LLCAmeriprise Financial Services, LLC04-21-2020
William Boyce HughesProEquities, Inc.Ameriprise Financial Services, LLC01-07-2020
Nicholas Ryan DaleCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC01-06-2020
Vernon Aubrey ThorntonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-14-2019
Todd A McCameyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-01-2019
Wesley Aaron PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-03-2019
Deborah Michelle SossamanRaymond James & Associates, Inc.Ameriprise Financial Services, LLC02-12-2019
Paul Todd GaitherRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-16-2018
Jonathan Adam DuttonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-03-2018
Harish Vasanji VishriaAPW Capital, Inc.Ameriprise Financial Services, LLC$50003-05-2018
Robert Floyd BirdVishria Bird Financial Group, LLCAmeriprise Financial Services, LLC$5003-05-2018
Kristie Marie KughlerNYLIFE Securities LLCAmeriprise Financial Services, LLC10-06-2017
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Showing 1 to 25 of 1,632 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.