Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$10007-13-2012
James Philip WoodPaul Winkler, Inc.A Clear Strategy, LLC09-23-2014
Gabriel Alexander TalleyFinancial Engines Advisors L.L.C.Abound Wealth Management, LLC11-05-2019
Jeffery Garland Babb Jr.Cape Securities Inc.Advanced Asset Trading, Inc01-09-2013
Charles William BikasForesters Equity Services, Inc.Advanced Strategies, Inc.06-22-2011
Stephen D. StampsMAS Advisors LLCAdvantage Investment Management, LLC10-04-2019
Bruce MartinMAS Advisors LLCAdvantage Investment Management, LLC10-04-2019
David Mason WilliamsLPL Financial LLCAdvantage Investment Management, LLC$50007-31-2012
Charles Nmn AuerbachLPL Financial LLCAdvantage Investment Management, LLC$50007-31-2012
Ron E GoldnerAdvantage Investment Management, LLCAdvantage Investment Management, LLC02-04-2009
Richard Lee CaseyU.S. Bancorp Investments, Inc.AIG Capital Services, Inc.10-01-2009
David Michael CapozziPruco Securities, LLC.Allstate Financial Advisors, LLC$10012-19-2016
Jeffrey S. JeterHeritage InvestorsAllstate Financial Services, LLC11-13-2019
Traci Allysan CarrionRaymond James & Associates, Inc.Allstate Financial Services, LLC11-12-2019
Alethea Lasha Lindsay-StratherThrivent Investment Management Inc.Allstate Financial Services, LLC08-30-2019
Thomas Joseph BegleyPruco Securities, LLC.Allstate Financial Services, LLC$50004-09-2019
Quinton Stanley ChandlerVALIC Financial Advisors, Inc.Allstate Financial Services, LLC03-11-2019
Wayne Dean CraryTransamerica Financial Advisors, IncAllstate Financial Services, LLC03-01-2018
Carter Edward HoneycuttAmerican Portfolios Financial Services, Inc.Allstate Financial Services, LLC10-13-2017
Nelda Fay SappingtonNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC08-22-2017
Trevor Kane MathesWoodmen Financial Services, Inc.Allstate Financial Services, LLC$25002-23-2016
Marcus Terrell TurnerMML Investors Services, LLCAllstate Financial Services, LLC12-26-2013
Clinton Adison HainesTD Ameritrade Investment Management, LLCAllstate Financial Services, LLC08-08-2012
David William NeffPurshe Kaplan Sterling InvestmentsAllstate Financial Services, LLC10-01-2010
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
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Showing 1 to 25 of 2,496 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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